Experience

FORMER HEAD INTERNATIONAL COOPERATION –   REGULATOR FINMA

  • Point of contacts for regulators across the globe (e.g. US SEC, US DoJ, US OFAC, UK FCA)

  • Responsible for highly complex cross-border investigations (LIBOR manipulation, FX manipulation, Embargos, Market Abuse)

  • Negotiations with international bodies (FSB, IOSCO, ESMA, EBA)​

FORMER CHIEF OF COMPLIANCE – EUROPEAN HUB – CREDIT SUISSE

  • Responsible for Luxembourg and Austria, France, Portugal, Greece, Ireland and Netherlands

  • ​​Activities for International Wealth Management, Depositary Banks (Funds), Corporate Institutions

  • Managing the compliance function with regards to:

    • Financial Crime: i.e. AML / CFT, Embargos, Sanctions, negative news

    • Clients onboarding – life cycle & client exits

    • Regulatory implementation MIFID II, GDPR, MAR II, PSD2

    • US Legal & Compliance matters

    • Compliance policies and compliance training

    • Liaison with Boards, Management, regulators & enforcement bodies

RECOGNISED EXPERT in BLOCKCHAIN & AI​

 

Education & Soft Skills

  • Swiss and French citizen

  • Knowledge of Luxembourg and Swiss legal Framework

  • Languages: French, English, German

  • Education: 

    • Harvard Law School -  Global Certificate Program for Regulators of Securities Markets

    • Geneva Bar with distinction

    • Master in Law with EU institutions with distinction -  France

    • Master in Law – Switzerland

  • Soft Skills

    • Leadership

    • Commercial awareness 

    • Teamwork

    • Work under pressure

    • Understanding people background

 
  • LinkedIn

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